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Thomas Michael Brown

U.s. Bancorp Investments, Inc.

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About Thomas Michael Brown

Thomas Brown is a financial advisor who has been working in the industry since October 1994. He is currently registered with U.s. Bancorp Investments, Inc. and has a branch office in Charlotte, North Carolina. Thomas has experience working with individuals, high net worth individuals, corporations or other businesses, and pension and profit-sharing plans. He is also registered with the state of North Carolina.

Firm Information

Thomas Brown is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Thomas Brown’s Registration & Firm History

NC

04/11/2014 - Present

U.s. Bancorp Investments, Inc. (Charlotte NC)

NC

11/01/2010 - 10/11/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)

NC

10/01/1998 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)

CA

10/06/1994 - 10/01/1998

BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)

NA

01/18/1990 - 06/25/1990

CONTINENTAL GLOBAL FINANCIAL CORPORATION

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Licenses & Designations

BC

Issued 03/11/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/14/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Michael Brown.
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