Unclaimed
Thomas Brosnan is a financial advisor with LPL Financial LLC. Thomas has been working in the financial industry for over 10 years, and is licensed in 53 states and the District of Columbia. He is also a registered Investment Advisor in the state of Texas. His expertise includes financial planning, portfolio management, and consulting services. Thomas has a strong understanding of the financial markets and is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
04/02/2024 - Present
LPL Financial LLC (FORT MILL SC)
AZ
10/05/2022 - 02/09/2024
EQUITABLE ADVISORS, LLC (SCOTTSDALE AZ)
BOTH
Issued 09/20/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/05/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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