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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Brett is a financial advisor currently registered with Raymond James Financial Services Advisors, Inc. in Middletown, CT. Thomas has been a registered representative for over 30 years and has held various positions in the financial industry including Compliance Manager for Liberty Bank. Thomas Brett specializes in providing comprehensive financial planning, investment management, and retirement planning services to a diverse range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CT
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (Middletown CT)
CT
05/02/2005 - 09/27/2006
METLIFE SECURITIES INC. (WETHERSFIELD CT)
CT
05/02/2005 - 09/27/2006
METROPOLITAN LIFE INSURANCE COMPANY (WETHERSFIELD CT)
CT
03/31/2004 - 01/26/2005
NEWALLIANCE INVESTMENTS, INC. (NEW HAVEN CT)
NY
09/24/2003 - 03/08/2004
IFMG SECURITIES, INC. (PURCHASE NY)
CT
04/27/2001 - 09/19/2003
ADVEST, INC. (HARTFORD CT)
FL
01/04/1999 - 05/01/2001
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
12/06/1996 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
WI
03/13/1996 - 02/18/1997
INVEST FINANCIAL CORPORATION (APPLETON WI)
GA
01/12/1995 - 03/04/1996
FSC SECURITIES CORPORATION (ATLANTA GA)
MN
01/04/1995 - 01/09/1995
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
WI
09/11/1991 - 12/16/1994
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
03/22/1991 - 09/04/1991
WALL STREET INVESTOR SERVICES (NEW YORK NY)
NY
02/02/1990 - 03/21/1991
FINANCIAL SERVICES MARKETING, INC. (NEW YORK NY)
WI
10/19/1988 - 02/13/1990
INVEST FINANCIAL CORPORATION (APPLETON WI)
IA
Issued 05/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2010
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/17/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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