Unclaimed
Thomas Bovitz is a financial professional with over 25 years of experience in the industry. Currently, Thomas is a registered representative with TP Icap Global Markets Americas LLC, a firm he joined in November 2019. Prior to that, Thomas was employed with Tullett Prebon Financial Services LLC from June 2009 to June 2023. He also worked with Prebon Financial Products Inc. from November 1997 to April 2010. Thomas holds several securities licenses, including Series 3, 4, 7, 24, 55, 57TO, and 63, as well as the SIE exam. Thomas's expertise spans a wide range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/20/2019 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
06/12/2009 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NJ
11/25/1997 - 04/21/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
BC
Issued 03/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2007
Series 4 - Registered Options Principal Examination
BC
Issued 12/04/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2017
Series 3 - National Commodity Futures Examination
BC
Issued 10/19/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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