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Thomas Michael Bovitz

TP Icap Global Markets Americas LLC

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About Thomas Michael Bovitz

Thomas Bovitz is a financial professional with over 25 years of experience in the industry. Currently, Thomas is a registered representative with TP Icap Global Markets Americas LLC, a firm he joined in November 2019. Prior to that, Thomas was employed with Tullett Prebon Financial Services LLC from June 2009 to June 2023. He also worked with Prebon Financial Products Inc. from November 1997 to April 2010. Thomas holds several securities licenses, including Series 3, 4, 7, 24, 55, 57TO, and 63, as well as the SIE exam. Thomas's expertise spans a wide range of financial products and services.

Firm Information

Thomas Bovitz is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Bovitz’s Registration & Firm History

NY

11/20/2019 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

06/12/2009 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NJ

11/25/1997 - 04/21/2010

PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 03/11/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/01/2007

Series 4 - Registered Options Principal Examination

BC

Issued 12/04/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/2017

Series 3 - National Commodity Futures Examination

BC

Issued 10/19/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/20/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Michael Bovitz.
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