Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Michael Borrelli is an investment advisor representative with LPL Financial LLC, in Brighton, NY. Thomas has been in the industry since May 2008 and has been registered with LPL Financial LLC since October 2022. Prior to joining LPL Financial LLC, Thomas worked for KEY INVESTMENT SERVICES LLC and New England Securities. Thomas holds the Series 6, 7, 63 and 66 licenses. Thomas is registered to provide investment advisory services in 8 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
10/10/2022 - Present
LPL Financial LLC (BRIGHTON NY)
NY
06/17/2014 - 10/11/2022
KEY INVESTMENT SERVICES LLC (BROCKPORT NY)
NY
07/29/2009 - 06/18/2014
LPL FINANCIAL LLC (ROCHESTER NY)
NC
09/27/2007 - 03/17/2008
NEW ENGLAND SECURITIES (RALEIGH NC)
NC
11/13/2006 - 07/26/2007
NYLIFE SECURITIES LLC (RALEIGH NC)
BOTH
Issued 02/16/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/10/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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