Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Michael Baumgartner is an Investment Advisor Representative associated with Cetera Investment Advisers LLC. Thomas has been in the industry since March 7, 1974. Thomas holds the Series 63, Series 7TO, SIE, and Series 1 licenses. Thomas is also a Chartered Financial Consultant. In addition to providing investment advisory services, Thomas is also involved in fixed insurance, life, health, and annuities. He owns Tom Baumgartner Agency, a Saint Paul, MN-based insurance agency, and also works as a comedian under the name Tom Baumgartner. Cetera Investment Advisers LLC specializes in financial planning, pension consulting, and portfolio management for both individuals and businesses.
ST. PAUL, MN
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
06/29/2023 - Present
Cetera Investment Advisers LLC (ST. PAUL MN)
MA
03/07/1996 - 11/14/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
03/07/1996 - 11/14/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MA
12/09/1994 - 02/29/1996
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
IN
02/14/1974 - 11/22/1994
PHILADELPHIA LIFE ASSET PLANNING COMPANY (CARMEL IN)
BC
Issued 3/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/7/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Baumgartner is the right advisor for you? Invested Better is here to help.
