Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Allegra is a financial advisor with over 25 years of experience in the industry. Thomas is currently registered with Spartan Capital Securities, LLC and has a Series 66, Series 63, and Series 7 license. Thomas has held previous positions with firms such as K.C. Ward Financial, Momentum Trading Partners, LLC, and M.J. Whitman LLC. Thomas holds a number of industry certifications, including Series 10, Series 9, Series 53, Series 4, Series 24, Series 99TO, Series 57TO, Series 79TO, Series 52TO, SIE, Series 87, and Series 55. Thomas has experience in a variety of financial services, including investment banking, securities trading, and municipal securities. Thomas is currently registered in Massachusetts, Nevada, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/02/2018 - Present
Spartan Capital Securities, LLC (Ronkonkoma NY)
FL
01/31/2022 - 03/28/2022
KAWA SECURITIES LLC (HALLANDALE BEACH FL)
NY
04/10/2012 - 12/31/2017
K.C. WARD FINANCIAL (RONKONKOMA NY)
NY
05/03/2010 - 03/21/2011
MOMENTUM TRADING PARTNERS, LLC (GREAT NECK NY)
NY
05/29/2007 - 08/24/2009
M.J. WHITMAN LLC (NEW YORK NY)
NY
07/05/2002 - 06/11/2007
AMERICAN CAPITAL PARTNERS, LLC (HAUPPAUGE NY)
NY
07/20/2000 - 12/18/2001
TRIDENT PARTNERS LTD. (WOODBURY NY)
NY
03/28/2000 - 07/19/2000
SHARPE CAPITAL, INC. (NEW YORK NY)
NJ
07/13/1999 - 03/24/2000
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
GA
10/16/1998 - 07/07/1999
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
MO
08/11/1998 - 10/15/1998
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
CA
05/26/1998 - 08/13/1998
LA JOLLA CAPITAL CORPORATION (SAN DIEGO CA)
NY
03/05/1996 - 04/21/1998
FOSTER JEFFRIES SECURITIES, LLC (WESTBURY NY)
NA
10/19/1995 - 03/21/1996
KENSINGTON WELLS INCORPORATED
NY
02/23/1995 - 11/08/1995
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
NY
06/29/1994 - 05/05/1995
RUSSO SECURITIES INC. (STATEN ISLAND NY)
BOTH
Issued 01/08/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/03/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/18/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/20/1999
Series 4 - Registered Options Principal Examination
BC
Issued 06/01/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/11/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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