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Thomas Miao Whittier

Walleye Trading LLC

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About Thomas Miao Whittier

Thomas Whittier is a financial advisor who has been active in the industry since 2012. Thomas is currently employed with Walleye Trading LLC and has a Series 7, Series 57TO, and SIE. Prior to joining Walleye Trading LLC, Thomas was employed by Cutler Group, LP.

Firm Information

Thomas Whittier is currently registered with Walleye Trading LLC. Walleye Trading LLC is a Limited Liability Company formed on April 25, 2005. The firm has been approved for SEC registration and has reported 14 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Whittier’s Registration & Firm History

WY

10/10/2018 - Present

Walleye Trading LLC (Wilson WY)

CA

06/22/2011 - 08/22/2017

CUTLER GROUP, LP (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 08/22/2017

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas Miao Whittier.
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