Unclaimed
Thomas Whittier is a financial advisor who has been active in the industry since 2012. Thomas is currently employed with Walleye Trading LLC and has a Series 7, Series 57TO, and SIE. Prior to joining Walleye Trading LLC, Thomas was employed by Cutler Group, LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WY
10/10/2018 - Present
Walleye Trading LLC (Wilson WY)
CA
06/22/2011 - 08/22/2017
CUTLER GROUP, LP (SAN FRANCISCO CA)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 08/22/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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