Unclaimed
Thomas Bottomley is a financial advisor currently registered with Mutual of America Securities LLC. He is licensed in District of Columbia, Maryland and Virginia. Thomas has 3 years of experience in the financial services industry. He holds Series 7TO, Series 66, and SIE licenses. Thomas was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
11/21/2022 - Present
Mutual OF America Securities LLC (Linthicum MD)
MD
06/28/2019 - 02/02/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BALTIMORE MD)
BOTH
Issued 08/10/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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