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Thomas Merritt Bottomley

Mutual OF America Securities LLC

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About Thomas Merritt Bottomley

Thomas Bottomley is a financial advisor currently registered with Mutual of America Securities LLC. He is licensed in District of Columbia, Maryland and Virginia. Thomas has 3 years of experience in the financial services industry. He holds Series 7TO, Series 66, and SIE licenses. Thomas was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Thomas Bottomley is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Bottomley’s Registration & Firm History

MD

11/21/2022 - Present

Mutual OF America Securities LLC (Linthicum MD)

MD

06/28/2019 - 02/02/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BOTH

Issued 08/10/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/28/2019

Series 7TO - General Securities Representative Examination

BC

Issued 05/24/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Merritt Bottomley. Review regulatory record here.
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