Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Mendham

Houlihan Lokey Capital, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Mendham

Thomas Mendham is a Registered Representative of Houlihan Lokey Capital, Inc. Thomas has been active in the financial industry since May 28, 2023. Thomas has a Series 79TO, Series 63, and SIE registration in Massachusetts.

Firm Information

Thomas Mendham is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Mendham’s Registration & Firm History

MA

05/29/2023 - Present

Houlihan Lokey Capital, Inc. (Boston MA)

Not sure if Thomas Mendham is right for you?

Licenses & Designations

BC

Issued 06/22/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/27/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/30/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Mendham.
Not sure if Thomas Mendham is right for you?