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Thomas Mccall Knowlton

Southstate|duncanwilliams Securities Corp.

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About Thomas Mccall Knowlton

Thomas Mccall Knowlton is a financial advisor associated with Southstate|duncanwilliams Securities Corp. Thomas has been in the industry since January 2023 and holds the Series 7TO, SIE and Series 63 licenses. Thomas is currently registered to conduct business in Tennessee. Prior to joining Southstate|duncanwilliams Securities Corp., Thomas was employed by MML INVESTORS SERVICES, LLC.

Firm Information

Thomas Knowlton is currently registered with Southstate|duncanwilliams Securities Corp.. Southstate|duncanwilliams Securities Corp. is a corporation formed in March 1969. The firm is registered in 49 states and is approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Knowlton’s Registration & Firm History

TN

03/28/2023 - Present

Southstate|duncanwilliams Securities Corp. (MEMPHIS (SHELBY) TN)

TN

01/09/2023 - 03/22/2023

MML INVESTORS SERVICES, LLC (Memphis TN)

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Licenses & Designations

BC

Issued 05/12/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/09/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/26/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Mccall Knowlton.
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