Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Mazzara is a registered representative with A.g.p. / Alliance Global Partners in New York, New York. Thomas has been in the financial industry since 1985. Thomas is also a registered investment advisor representative in New York. Thomas has passed the Series 63, Series 7, Series 24, Series 6TO and SIE exams. Thomas has experience with insurance related activities, including group life and group health insurance. Thomas works with high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, charitable organizations, pooled investment vehicles, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
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2
NY
10/24/2022 - Present
A.g.p. / Alliance Global Partners (New York NY)
NY
08/30/2007 - 11/16/2022
ROYAL ALLIANCE ASSOCIATES, INC. (GARDEN CITY NY)
NY
07/29/2005 - 08/22/2007
LANTERN INVESTMENTS, INC. (LAWRENCE NY)
NJ
06/18/2002 - 08/03/2005
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
11/01/2001 - 07/15/2002
BISHOP, ROSEN & CO., INC. (NEW YORK NY)
NY
09/21/1991 - 11/08/2001
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NA
01/18/1990 - 10/22/1991
JOSEPHTHAL & CO., INC.
NA
01/02/1990 - 01/27/1990
HANIFEN, IMHOFF SECURITIES CORP.
NA
01/13/1987 - 01/02/1990
MOORE & SCHLEY, CAMERON & CO.
NA
12/09/1985 - 06/19/1986
ROONEY, PACE INC.
NA
03/19/1985 - 12/12/1985
BROADCHILD SECURITIES CORP.
BC
Issued 11/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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