Unclaimed
Thomas Mayas has been in the financial services industry since 1990. He has worked with several firms and has experience in providing financial planning, educational seminars, and selection of other advisors. Currently, Thomas Mayas is an active registered representative with Osaic Institutions, Inc., a firm he joined in June 2024. Thomas has a long and successful history in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/05/2024 - Present
Osaic Institutions, Inc. (BROOKLYN NY)
NY
07/21/2010 - 06/17/2024
LPL FINANCIAL LLC (BROOKLYN NY)
NY
05/02/2009 - 07/13/2010
CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)
NY
05/01/2002 - 05/02/2009
WAMU INVESTMENTS, INC. (BROOKLYN NY)
NY
11/16/1995 - 05/01/2002
DIME SECURITIES, INC. (BROOKLYN NY)
VA
02/21/1995 - 12/12/1995
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
05/03/1994 - 02/08/1995
INDEPENDENT FINANCIAL SECURITIES, INC.
NJ
10/08/1990 - 05/12/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/08/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 12/28/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/04/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Mayas is the right advisor for you? Invested Better is here to help.