Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Maurice Rooney is a financial professional with over 25 years of experience in the industry. Thomas is a Registered Representative and Investment Advisor Representative. Thomas is currently employed by Avantax Advisory Services. Thomas provides financial planning, pension consulting and portfolio management for individuals and businesses. Thomas is a Certified Financial Planner. Thomas also has a background in insurance and tax preparation. Thomas has been involved in insurance sales and tax preparation for over 20 years. Thomas is a President at Rooney, Schmidt and Assoc. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NY
07/23/2021 - Present
Avantax Advisory Services (WILLISTON NY)
FL
01/23/1996 - 05/22/1996
ZEUS SECURITIES, INC. (BOCA RATON FL)
BC
Issued 01/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2008
Series 7 - General Securities Representative Examination
BC
Issued 12/11/2000
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/22/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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