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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Connelly is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Thomas has over 30 years of experience in the financial services industry. Thomas is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Thomas holds Series 3, 7, 8, 15, 63, 65 and 66 licenses. Thomas is a Registered Representative and Investment Advisor Representative for Wells Fargo Advisors Financial Network, LLC. Thomas works with individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
03/21/2019 - Present
Wells Fargo Advisors Financial Network, LLC (NEEDHAM MA)
MA
12/15/2008 - 04/30/2013
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
CO
04/24/2008 - 12/03/2008
TRANSAMERICA CAPITAL, INC. (DENVER CO)
IL
05/04/2006 - 02/29/2008
CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)
MA
07/31/1993 - 05/13/2006
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
NY
07/11/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/13/1986 - 07/06/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
02/01/1985 - 10/27/1986
GILFORD SECURITIES INCORPORATED
NA
05/24/1982 - 05/23/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 03/18/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/22/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/23/2019
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1988
Series 3 - National Commodity Futures Examination
BC
Issued 01/15/1987
Series 15 - Foreign Currency Options Examination
BC
Issued 05/15/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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