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Thomas Matusiewicz

Hold Brothers Capital LLC

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About Thomas Matusiewicz

Thomas Matusiewicz is a financial advisor with over 10 years of experience in the industry. He is currently registered with Hold Brothers Capital LLC. Previously, Thomas worked at T3 Trading Group, LLC and WTS Proprietary Trading Group LLC. Thomas is a Series 57TO, SIE and Series 56 exam holder.

Firm Information

Thomas Matusiewicz is currently registered with Hold Brothers Capital LLC. Hold Brothers Capital LLC is a Limited Liability Company that was formed on May 4, 2009. The firm is registered in California, Florida, Nevada, New Jersey, New York, and Texas, and has 1 approved SEC registration and 6 approved state registrations. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Matusiewicz’s Registration & Firm History

NY

04/13/2015 - Present

Hold Brothers Capital LLC (NEW YORK NY)

NY

11/07/2014 - 03/27/2015

T3 TRADING GROUP, LLC (NEW YORK NY)

NY

09/24/2011 - 11/07/2014

WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/2011

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Matusiewicz.
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