Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Sallady is a financial advisor who has been working in the industry since 1999. Thomas is currently registered with LPL Financial LLC and has offices in Fairfield, California and Turlock, California. Thomas has a Series 7, Series 63, and Series 66 license. In addition to Thomas's registration with LPL Financial LLC, Thomas has also been previously registered with National Planning Corporation and Interfirst Capital Corporation. Thomas Sallady is a financial advisor who has a wide range of experience in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/29/2017 - Present
LPL Financial LLC (FAIRFIELD CA)
CA
11/02/1999 - 11/29/2017
NATIONAL PLANNING CORPORATION (STOCKTON CA)
CA
07/07/1999 - 07/28/1999
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
BOTH
Issued 09/24/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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