Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas O'Brien is a financial professional with over 2 years of experience in the industry. Thomas is currently registered with Fidelity Brokerage Services LLC and is licensed in all 50 states as well as the District of Columbia and Puerto Rico. Thomas previously worked at Equitable Advisors, LLC. Thomas has passed the Series 63, Series 7TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
03/25/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NY
11/22/2021 - 02/10/2022
EQUITABLE ADVISORS, LLC (NEW YORK NY)
BC
Issued 08/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/06/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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