Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas O'Brien is an investment advisor representative with Morgan Stanley Investment Management Inc. in New York, NY. Thomas has been in the industry since August 2014, and has been with Morgan Stanley since August 2016. Thomas has a wide range of experience in the industry, including working for Neuberger Berman LLC and Neuberger Berman Management LLC. Thomas holds both a Series 66 and Series 63 license as well as a Series 24, 7, and 6. Thomas is also registered to provide investment advisory services in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
09/12/2016 - Present
Morgan Stanley Investment Management Inc. (NEW YORK NY)
NY
10/13/2015 - 08/23/2016
NEUBERGER BERMAN LLC (NEW YORK NY)
NY
08/12/2014 - 10/13/2015
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
BOTH
Issued 12/14/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/26/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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