Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Matthew Lewis is a securities professional with over four years of experience in the financial industry. Thomas is currently registered with Regions Securities LLC, a brokerage firm headquartered in Atlanta, GA. He holds the Series 79, Series 63, and SIE licenses, and is registered in 18 states. Prior to joining Regions Securities, Thomas worked at WELLS FARGO SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
12/03/2019 - Present
Regions Securities LLC (Atlanta GA)
GA
12/11/2015 - 11/25/2019
WELLS FARGO SECURITIES, LLC (ATLANTA GA)
BC
Issued 02/17/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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