Unclaimed
Thomas Kliethermes is a financial advisor with Edward Jones, a firm with over 22,000 registered representatives. Thomas Kliethermes has over 39 years of experience in the financial industry. He is registered to provide investment advice in 31 states and has passed a total of 7 professional exams. Thomas Kliethermes specializes in providing financial planning, investment advice, and portfolio management for both individuals and businesses. He is also registered to provide investment advice for pension and profit sharing plans, corporations, charitable organizations and insurance companies. Prior to joining Edward Jones, Thomas Kliethermes worked for First American National Securities, Inc.. Thomas Kliethermes currently holds FINRA Series 7, 6, 9, 10, 24, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WV
10/24/2006 - Present
Edward Jones (FAIRMONT WV)
NA
09/28/1983 - 10/28/1987
FIRST AMERICAN NATIONAL SECURITIES, INC.
BC
Issued 08/09/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/03/1997
Series 24 - General Securities Principal Examination
BC
Issued 08/22/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 09/27/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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