Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kearns is a financial advisor with over 20 years of experience in the financial services industry. Thomas currently works for VP Distributors LLC, a firm with a strong focus on providing investment solutions to individuals and families. Thomas's expertise in financial planning, investment management, and retirement planning helps guide clients towards their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/25/2022 - Present
VP Distributors LLC (NEW YORK NY)
NY
08/09/2010 - 04/28/2022
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
NY
11/07/2007 - 10/01/2008
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
CA
12/01/2005 - 04/07/2006
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
NY
03/11/1999 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 12/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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