Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hubbell is a financial advisor who has been working in the financial industry since 1997. He has a wide range of experience with various firms and holds licenses to provide investment advice in numerous states. Thomas is currently registered with Cambridge Investment Research Advisors, Inc. in the state of Texas. Thomas is committed to providing financial guidance and investment management services to individuals, families, and small businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
01/15/2025 - Present
Cambridge Investment Research Advisors, Inc. (Burleson TX)
TX
05/07/2015 - 08/27/2021
LPL FINANCIAL LLC (BURLESON TX)
TX
09/28/2012 - 05/19/2015
AMERIPRISE FINANCIAL SERVICES, INC. (BURLESON TX)
TX
05/19/2009 - 10/02/2012
EDWARD JONES (CROWLEY TX)
NJ
10/19/2006 - 06/25/2007
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
ME
08/12/2005 - 02/09/2006
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NM
08/28/2001 - 07/07/2005
THORNBURG SECURITIES CORPORATION (SANTA FE NM)
MN
01/08/2001 - 09/08/2001
USALLIANZ INVESTOR SERVICES, LLC (MINNEAPOLIS MN)
NY
10/31/1997 - 12/23/1999
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
CO
01/14/1997 - 11/03/1997
BERGER DISTRIBUTORS, INC. (DENVER CO)
BOTH
Issued 05/08/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/09/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/08/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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