Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Matthew Gillet is a financial professional with over 27 years of experience in the financial services industry. Thomas has been registered with National Financial Services LLC since June 2007. Thomas holds the Series 7, 9, 10, and 63 securities licenses. Thomas was previously registered with Fidelity Brokerage Services LLC from April 1996 to May 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
06/25/2007 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
04/19/1996 - 05/31/2007
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 05/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/15/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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