Unclaimed
Thomas Gabel is a financial advisor currently working with Fisher Investments. Thomas has been in the financial services industry for over 16 years. Thomas has Series 63, 65, and 7 licenses as well as the SIE exam. Thomas works with a variety of clients including individuals, corporations, insurance companies, charitable organizations, and pooled investment vehicles. Previous employers include Legg Mason Investor Services, LLC and Morgan Stanley & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio assessment
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
05/26/2021 - Present
Fisher Investments (PLANO TX)
CT
04/23/2008 - 10/12/2020
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
05/29/2007 - 03/12/2008
MORGAN STANLEY & CO., INCORPORATED (PURCHASE NY)
NY
11/10/2005 - 03/19/2007
CITIGROUP GLOBAL MARKETS INC. (POUGHKEEPSIE NY)
NY
05/23/2005 - 09/12/2005
FIRST REPUBLIC GROUP, LLC (NEW YORK NY)
IA
Issued 11/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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