Unclaimed
Thomas Dunlap has been working in the financial services industry since April 29, 1991. He is currently registered with Variable Investment Associates, Inc. His prior experience includes positions at Genworth Financial Securities Corporation, Bison Capitol, Inc., ING Financial Partners, Inc., Safeco Investment Services, Inc., Lifemark Securities Corp., NYLIFE Securities Inc. and Kidder, Peabody & Co. Incorporated. Thomas Dunlap holds the following licenses: Series 63, Series 7, and SIE. Thomas Dunlap is registered in the following states: California, Iowa, Minnesota and North Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SD
03/22/2011 - Present
Variable Investment Associates, Inc. (TEA SD)
MN
02/12/2007 - 11/20/2009
GENWORTH FINANCIAL SECURITIES CORPORATION (MINNETONKA MN)
ND
01/27/2005 - 08/01/2006
BISON CAPITOL, INC. (FARGO ND)
CT
08/05/2003 - 11/08/2004
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
MA
03/06/2002 - 12/05/2002
SAFECO INVESTMENT SERVICES, INC. (BOSTON MA)
NY
10/16/1995 - 10/31/2001
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
NY
01/01/1993 - 10/20/1995
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
07/23/1986 - 04/25/1991
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 07/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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