Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Matthew Chase is a financial professional with a diverse background in the financial services industry. Thomas Chase has a wide range of experience including roles at Capital Markets IQ, LLC, KALOS CAPITAL, INC., and SAGEPOINT FINANCIAL, INC. Thomas Chase holds Series 6, 7, 63 and 65 securities licenses. Thomas Chase is currently registered with Capital Markets IQ, LLC. Thomas Chase is a licensed investment advisor in Tennessee. Thomas Chase is also involved in the community as a board member of YOUNG PROFESSIONALS. Thomas Chase has a passion for helping individuals and businesses achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Business consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/15/2017 - Present
Capital Markets IQ, LLC (ARLINGTON TX)
TN
04/21/2015 - 06/12/2017
KALOS CAPITAL, INC. (MURFREESBORO TN)
TN
08/14/2014 - 02/23/2015
SAGEPOINT FINANCIAL, INC. (MURFREESBORO TN)
IA
Issued 08/05/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/14/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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