Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Brown is a financial advisor with over 38 years of experience in the industry. Thomas is registered as an Investment Advisor Representative in Maryland and Texas and holds Series 6, 22, 63, and 65 licenses as well as the SIE. Thomas works at Private Advisor Group, LLC which is a Registered Investment Advisor firm. Currently Thomas works in both the Towson, MD and Morristown, NJ offices of Private Advisor Group, LLC. Thomas has previously been affiliated with Founders Financial Securities LLC and Intersecurities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
MD
04/29/2019 - Present
Private Advisor Group, LLC (TOWSON MD)
MD
10/05/2006 - 05/18/2012
FOUNDERS FINANCIAL SECURITIES LLC (TOWSON MD)
MD
01/22/2004 - 10/23/2006
INTERSECURITIES, INC. (BALTIMORE MD)
NY
06/14/1983 - 01/09/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 01/24/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/13/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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