Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Simunovic is a financial professional with experience in the financial services industry. Thomas has been registered with the Financial Industry Regulatory Authority (FINRA) since June 3, 2022. Thomas is currently registered with Alps Distributors, Inc. in Baltimore, MD. Previously, Thomas was registered with FORESIDE FINANCIAL SERVICES, LLC in Boston, MA. Thomas holds the Series 63, Series 7TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
06/03/2022 - Present
Alps Distributors, Inc. (Baltimore MD)
MA
11/11/2020 - 05/04/2022
FORESIDE FINANCIAL SERVICES, LLC (Boston MA)
BC
Issued 03/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Thomas Simunovic is the right advisor for you? Invested Better is here to help.
