Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Schroeder is a financial advisor with Fidelity Personal And Workplace Advisors. Thomas Schroeder has been in the securities industry since January 14, 2002. Thomas Schroeder is registered with FINRA as a General Securities Representative and has been licensed to provide investment advice in 54 states. Thomas Schroeder has worked for several firms in the past including City National Securities, Inc. and Scottrade, Inc. Thomas Schroeder holds a Series 7 license, which allows him to provide brokerage services to clients and a Series 66 license, which enables him to provide investment advice to clients in various states. Thomas Schroeder is a licensed and experienced advisor, you can contact him at Fidelity Personal And Workplace Advisors, a firm with a strong commitment to providing comprehensive financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
10/27/2021 - Present
Fidelity Personal AND Workplace Advisors (SANTA MONICA CA)
CA
04/16/2019 - 04/12/2021
CITY NATIONAL SECURITIES, INC. (LOS ANGELES CA)
CA
10/02/2014 - 03/09/2018
SCOTTRADE, INC. (SANTA MONICA CA)
CA
12/06/2013 - 09/30/2014
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
06/27/2011 - 12/20/2011
METLIFE SECURITIES INC. (LOS ANGELES CA)
CA
11/17/2003 - 11/03/2004
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
06/06/2001 - 11/13/2001
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
02/15/2001 - 07/06/2001
GRANT BETTINGEN, INC. (NEW YORK NY)
CA
06/10/1998 - 02/18/1999
STROME SECURITIES, L.P. (SANTA MONICA CA)
CA
03/24/1998 - 06/04/1998
D. F. DEGMAN & CO. INCORPORATED (PALOS VERDES ESTATES CA)
MA
08/18/1993 - 03/05/1996
WILLIAM O'NEIL & COMPANY, INCORPORATED (BOSTON MA)
NY
09/13/1991 - 07/28/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Thomas Schroeder is the right advisor for you? Invested Better is here to help.
