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Thomas Marvin Kaufman

HBW Advisory Services LLC

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About Thomas Marvin Kaufman

Thomas Marvin Kaufman is an Investment Advisor Representative at HBW Advisory Services LLC and has been in the financial services industry since 1998. The firm provides portfolio management, financial planning, estate planning, and additional advisory services. Thomas has experience in both securities and investment advisory roles. Thomas is registered as an Investment Advisor Representative in Michigan. Thomas is also registered as a Broker/Dealer in Florida and Michigan.

Firm Information

Thomas Kaufman is currently registered with HBW Advisory Services LLC. HBW Advisory Services LLC is a financial advisor based in Simi Valley, CA. The firm provides a range of services, including financial planning, portfolio management, and educational seminars. HBW Advisory Services serves a variety of clients, including individuals, corporations, and high-net-worth individuals. They have over 60 investment advisor representatives and 55 licensed agents, and manage over $1.4 billion in assets.
HBW Advisory Services LLC

2655 1ST STREET

SIMI VALLEY, CA 93065

$1.48B

Assets Under Management

15

Total Clients

56

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Kaufman’s Registration & Firm History

CA

10/30/2013 - Present

HBW Advisory Services LLC (SIMI VALLEY CA)

MI

01/16/2008 - 07/24/2017

HBW SECURITIES LLC (WATERFORD MI)

GA

04/27/1998 - 11/21/2007

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 10/16/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/01/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/24/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Marvin Kaufman.
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