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Thomas Martin Zingalli

Morgan Stanley & Co. LLC

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About Thomas Martin Zingalli

Thomas Zingalli is a financial professional with over 30 years of experience in the industry. Thomas is currently registered with Morgan Stanley & Co. LLC. Previously, Thomas was also registered with Credit Suisse Securities (USA) LLC and BP Capital Markets, Inc. Thomas holds the Series 27, SIE, and Series 99TO licenses.

Firm Information

Thomas Zingalli is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Zingalli’s Registration & Firm History

NY

06/17/2015 - Present

Morgan Stanley & Co. LLC (NEW YORK NY)

NY

01/04/1991 - 07/01/2013

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

PR

01/16/1991 - 05/24/1995

BP CAPITAL MARKETS, INC. (SAN JUAN PR)

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Licenses & Designations

BC

Issued 01/02/1991

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Thomas Martin Zingalli. Review regulatory record here.
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