Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Keegan is a financial advisor with Cantor Fitzgerald & Co.. Thomas has been in the industry since December 5, 2000 and holds Series 7, Series 24 and Series 63 licenses. Thomas is registered in 20 states and has been with Cantor Fitzgerald & Co. since March 13, 2009. Before joining Cantor Fitzgerald & Co. Thomas was with UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
03/13/2009 - Present
Cantor Fitzgerald & Co. (SUMMIT NJ)
IL
12/06/2000 - 04/01/2009
UBS SECURITIES LLC (CHICAGO IL)
BC
Issued 12/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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