Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Martin Appleton is an active investment advisor representative. Thomas has been in the industry since 1982, and is currently registered with Osaic Wealth, Inc. in Clifton Park, NY. Previous employment includes Securities America, Inc., Dime Securities, Inc., Invest Financial Corporation, Berkshire Equity Sales, Inc. and IDS Marketing Corporation. Thomas is also a managing member of Diamond Financial Services, providing insurance sales in the Clifton Park, NY area. Thomas is registered to provide investment advisory services in Connecticut, Florida, Georgia, New Hampshire, New York, North Carolina, Oregon, Pennsylvania, South Carolina and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (CLIFTON PARK NY)
NY
09/01/2000 - 06/14/2024
SECURITIES AMERICA, INC. (CLIFTON PARK NY)
NY
05/11/1992 - 09/06/2000
DIME SECURITIES, INC. (BROOKLYN NY)
NA
08/06/1990 - 05/20/1992
INVEST FINANCIAL CORPORATION
WI
05/21/1987 - 05/20/1992
INVEST FINANCIAL CORPORATION (APPLETON WI)
MA
03/31/1990 - 11/05/1990
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
NA
03/24/1986 - 04/17/1990
INVEST FINANCIAL CORPORATION
NA
10/05/1983 - 03/24/1986
IDS FINANCIAL SERVICES INC.
NA
10/05/1982 - 03/24/1986
IDS MARKETING CORPORATION
BC
Issued 09/22/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
BC
Issued 09/15/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Appleton is the right advisor for you? Invested Better is here to help.
