Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Marshall is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Thomas is registered with the state of South Carolina and Texas for both securities and investment advisory services. Thomas has been in the financial services industry since 2021. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Thomas worked at Vanguard Marketing Corporation. Thomas has a Series 7, 63 and 66 licenses. Thomas specializes in providing financial advice to individuals, corporations, and institutions. Thomas provides a range of financial services, including portfolio management, financial planning, and investment advice. Thomas is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
07/05/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (COLUMBIA SC)
NC
08/30/2021 - 05/01/2024
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BOTH
Issued 03/18/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/08/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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