Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Mark Novak is a financial advisor in Franklin, TN, who is registered with Jackson National Life Distributors LLC. He is a Series 7 and Series 66 registered representative. Thomas has worked in the financial services industry since 2000. He previously worked at First State Financial Management, Inc., Ameriprise Financial Services, Inc., Securities America, Inc. and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TN
05/08/2024 - Present
Jackson National Life Distributors LLC (FRANKLIN TN)
TN
09/13/2017 - 10/25/2022
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
MO
08/18/2014 - 09/14/2017
FIRST STATE FINANCIAL MANAGEMENT, INC. (Columbia MO)
MO
12/18/2009 - 09/05/2014
AMERIPRISE FINANCIAL SERVICES, INC. (JACKSON MO)
MO
02/16/2010 - 09/13/2011
SECURITIES AMERICA, INC. (JACKSON MO)
MO
09/26/2000 - 12/23/2009
EDWARD JONES (JACKSON MO)
BOTH
Issued 05/11/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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