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Thomas Mark Coverick

Keybanc Capital Markets Inc.

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About Thomas Mark Coverick

Thomas Mark Coverick is a financial professional with over 25 years of experience in the industry. Thomas is currently registered with Keybanc Capital Markets Inc. and has previously held positions at Lehman Brothers Inc., Legg Mason Wood Walker, Incorporated, Robert W. Baird & Co. Incorporated, Bear, Stearns & Co. Inc., NationsBanc Montgomery Securities LLC, and BancAmerica Securities, Inc. Thomas has a strong background in municipal securities and holds the Series 7, 52, 53, and 63 licenses.

Firm Information

Thomas Coverick is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Coverick’s Registration & Firm History

IL

04/11/2007 - Present

Keybanc Capital Markets Inc. (CHICAGO IL)

IL

12/05/2005 - 04/11/2007

LEHMAN BROTHERS INC. (CHICAGO IL)

MD

08/05/2004 - 11/02/2005

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

WI

10/20/2000 - 07/19/2004

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NY

12/18/1998 - 07/19/2000

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

10/01/1998 - 12/04/1998

NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)

CA

01/01/1996 - 10/01/1998

BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 02/24/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/24/2005

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/2006

Series 7 - General Securities Representative Examination

BC

Issued 12/22/1995

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas Mark Coverick.
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