Unclaimed
Thomas Marion Johnson is a financial advisor with Advocacy Wealth Management, LLC. Thomas has over 40 years of experience in the financial services industry. Thomas is a Certified Financial Planner and has a wide range of experience in financial planning, portfolio management, and investment advisory services. Thomas holds the Series 7, Series 24, Series 53, Series 63, Series 65, and SIE licenses. Thomas has also been a Registered Investment Advisor in the state of Georgia for more than 10 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
01/02/2018 - Present
Advocacy Wealth Management, LLC (ATLANTA GA)
GA
03/31/2010 - 11/30/2015
CERTUSSECURITIES, INC. (ATLANTA GA)
TN
01/20/2010 - 07/31/2012
CURTISWOOD CAPITAL, LLC (NASHVILLE TN)
AL
06/01/2009 - 04/15/2010
FIRST LEGACY SECURITIES, LLC (HELENA AL)
GA
04/30/1999 - 06/01/2009
ACCESS SECURITIES, INC. (ATLANTA GA)
NC
10/14/1988 - 05/12/1999
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NA
08/21/1975 - 10/14/1988
JOHNSON, LANE, SPACE, SMITH & CO., INC.
IA
Issued 05/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/03/1982
Series 24 - General Securities Principal Examination
BC
Issued 11/30/2015
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 10/17/1977
PC - AMEX Put and Call Exam
BC
Issued 08/16/1975
Series 7 - General Securities Representative Examination
Active
Inactive
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