Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gobin is a financial advisor with over 19 years of experience in the industry. Thomas has held positions with Allianz Global Investors Distributors LLC, FFP Securities, Inc., PIMCO INVESTMENTS LLC, and now DFA Securities LLC. Currently, Thomas is registered as a broker-dealer with DFA Securities LLC in Santa Monica, California. Thomas is also registered in California. Thomas holds Series 7, 24, 63, and 65 licenses, along with the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/10/2022 - Present
DFA Securities LLC (SANTA MONICA CA)
CA
02/14/2011 - 02/25/2022
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
CA
11/22/2005 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
MO
08/08/2003 - 08/22/2005
FFP SECURITIES, INC. (CHESTERFIELD MO)
IA
Issued 02/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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