Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Emanuel Wolf is a financial advisor with Oppenheimer & Co. Inc. Thomas has been in the financial industry since 2009 and has experience with a variety of firms including Morgan Stanley and Merrill Lynch. Thomas is registered with the state of Colorado and is a Certified Financial Planner. He is licensed to sell securities in multiple states. Thomas has a variety of experience with clients, including individuals, corporations, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CO
12/01/2021 - Present
Oppenheimer & Co. Inc. (DENVER CO)
CO
02/21/2013 - 07/12/2019
MORGAN STANLEY (GREENWOOD VILLAGE CO)
CO
03/23/2010 - 02/25/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DENVER CO)
CA
06/18/2009 - 04/08/2010
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
11/11/2008 - 03/24/2009
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 11/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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