Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Manning is an investment advisor representative with Eagle Strategies LLC. He has been in the industry for over a decade and holds the Series 63, 65 and 7 licenses along with the SIE. Thomas is registered in several states including California, Florida, Massachusetts, New Jersey, New York, Rhode Island, and Texas. Thomas focuses on financial planning, portfolio management for businesses and individuals, as well as providing educational seminars. His previous employment includes roles with NYLIFE Distributors LLC, National Securities Corporation, Global Arena Capital Corp, and HFP Capital Markets LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/04/2024 - Present
Eagle Strategies LLC (SAN FRANCISCO CA)
NY
03/18/2016 - 04/25/2024
NYLIFE DISTRIBUTORS LLC (White Plains NY)
NY
10/27/2014 - 04/18/2016
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
10/29/2013 - 10/21/2014
GLOBAL ARENA CAPITAL CORP (NEW YORK NY)
NY
01/09/2013 - 10/21/2013
HFP CAPITAL MARKETS LLC (NEW YORK NY)
IA
Issued 03/01/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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