Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Mallory Tucker is a financial advisor at B. Riley Wealth Advisors, Inc., with over 20 years of experience in the industry. Thomas is registered to provide investment advice in multiple states including Virginia, California, Florida, Georgia, Indiana, Maine, Maryland, North Carolina, and South Carolina. Thomas earned the Series 63, 66, and 7 licenses, as well as the SIE. Thomas is a member of FINRA. B. Riley Wealth Advisors, Inc. provides financial and investment advisory services to a variety of clients including individuals, corporations, pension and profit sharing plans, and charitable organizations. The firm specializes in providing financial planning, portfolio management, and other investment-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
05/15/2023 - Present
B. Riley Wealth Advisors, Inc. (Warrenton VA)
VA
06/19/2002 - 03/31/2023
EDWARD JONES (WARRENTON VA)
BOTH
Issued 12/28/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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