Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Mallett Stiles is a financial advisor at MML Investors Services, LLC with over 40 years of experience in the financial services industry. Thomas has been registered with the firm since November 2004. Previously, Thomas held positions at Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, Hornor, Townsend & Kent, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, Intersecurities, Inc., PML Securities Company, and The Mutual Life Insurance Company of New York. Thomas holds licenses in Series 6, 63, and 65 exams. Thomas is a licensed investment advisor and broker-dealer in several states. Thomas is committed to helping clients meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NH
11/09/2004 - Present
MML Investors Services, LLC (BEDFORD NH)
IN
05/06/2004 - 11/30/2004
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
05/06/2004 - 11/30/2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
PA
12/18/2001 - 05/03/2004
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
MA
11/11/1999 - 12/19/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/11/1999 - 12/19/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
FL
02/09/1996 - 11/11/1999
INTERSECURITIES, INC. (ST. PETERSBURG FL)
DE
07/26/1989 - 12/14/1995
PML SECURITIES COMPANY (NEWARK DE)
NY
08/19/1981 - 07/06/1989
MONY SECURITIES CORP. (NEW YORK NY)
NY
08/19/1981 - 07/06/1989
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
IA
Issued 09/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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