Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Davis is a financial advisor with over 18 years of experience in the industry. Thomas is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since February 2011. Thomas has experience with a variety of firms including Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thomas has earned the Series 31, Series 7 and Series 66 licenses. Thomas is registered to provide investment advisory services in 32 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/24/2011 - Present
Wells Fargo Clearing Services, LLC (TYLER TX)
TX
06/01/2009 - 03/03/2011
MORGAN STANLEY SMITH BARNEY (DALLAS TX)
TX
01/12/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DALLAS TX)
TX
06/18/2007 - 01/27/2009
UBS FINANCIAL SERVICES INC. (DALLAS TX)
TX
03/18/2005 - 04/04/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
BOTH
Issued 05/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 03/17/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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