Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Shearer is an active investment advisor registered in New Jersey and New York. Thomas is currently registered with Oppenheimer & Co. Inc. and has been in the industry since February 2011. Thomas has been employed with Oppenheimer & Co. Inc. since August 2022. Thomas has previous experience with ICR CAPITAL LLC, MORGAN STANLEY, GOLDMAN SACHS & CO. LLC, JEFFERIES LLC, CLSA AMERICAS, LLC, CREDIT AGRICOLE SECURITIES (USA) INC., and TIMBER HILL LLC. Thomas is licensed to provide investment advice to individuals, businesses, pension and profit-sharing plans, corporations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
02/23/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
02/18/2022 - 08/19/2022
ICR CAPITAL LLC (NEW YORK NY)
NY
12/19/2019 - 06/10/2020
MORGAN STANLEY (NEW YORK NY)
NY
07/28/2014 - 09/17/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
09/09/2013 - 07/14/2014
JEFFERIES LLC (NEW YORK NY)
NY
03/05/2013 - 09/27/2013
CLSA AMERICAS, LLC (NEW YORK NY)
NY
07/24/2009 - 06/10/2013
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
CT
02/10/2009 - 07/14/2009
TIMBER HILL LLC (GREENWICH CT)
BOTH
Issued 01/16/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 05/26/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2014
Series 3 - National Commodity Futures Examination
BC
Issued 01/26/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/10/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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