Unclaimed
Thomas Tammany is an active Registered Representative with Oppenheimer & Co. Inc. Thomas has over 15 years of experience in the financial services industry. Prior to joining Oppenheimer, Thomas worked at BNY Mellon Capital Markets, LLC, Fifth Third Securities, Inc., Brownstone Investment Group, LLC, and Susquehanna Financial Group, LLLP. Thomas has a wide range of experience in the financial services industry, including experience in investment banking, securities brokerage, and financial planning. Thomas is licensed to sell securities in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/10/2024 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
06/30/2022 - 03/26/2024
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NY
07/09/2018 - 06/14/2022
FIFTH THIRD SECURITIES, INC. (NEW YORK NY)
NY
02/01/2017 - 07/12/2018
BROWNSTONE INVESTMENT GROUP, LLC (NEW YORK NY)
NY
09/14/2010 - 01/30/2017
SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)
PA
09/26/2007 - 08/26/2010
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 10/03/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/25/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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