Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Stafford is a registered representative with Northwestern Mutual Investment Services, LLC. Thomas has been in the financial services industry since 2002. Thomas is licensed in 24 states and has earned the Series 6, Series 7 and Series 63 licenses. Thomas is a member of the Financial Industry Regulatory Authority (FINRA) and is registered as an Investment Advisor Representative in the state of Ohio. Thomas also owns Aimee's, a non-financial services business, and may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
OH
01/27/2011 - Present
Northwestern Mutual Investment Services, LLC (WEST CHESTER OH)
BC
Issued 12/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/29/2015
Series 7 - General Securities Representative Examination
BC
Issued 7/27/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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