Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Minger is an investment professional with over 15 years of experience in the financial services industry. Thomas Minger has a wide range of experience, having worked for firms such as Ameriprise Financial Services, Inc., Putnam Retail Management Limited Partnership, Delaware Distributors, L.P., Lincoln Financial Distributors, Inc., and Vanguard Marketing Corporation. Currently, Thomas Minger is a registered representative with Hornor, Townsend & Kent, LLC. Thomas Minger is a licensed investment advisor, having passed the Uniform Investment Adviser Law Examination and the Uniform Securities Agent State Law Examination. He holds a Series 63, Series 6, Series 7, and Series 65 license. Thomas Minger is currently registered in 18 states and the District of Columbia. Thomas Minger has a strong background in providing financial planning, portfolio management for individuals and businesses, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
PA
10/04/2019 - Present
Hornor, Townsend & Kent, LLC (CONSHOHOCKEN PA)
PA
07/18/2018 - 08/01/2019
AMERIPRISE FINANCIAL SERVICES, INC. (PLYMOUTH MEETING PA)
MA
05/29/2015 - 03/05/2018
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
PA
01/05/2010 - 05/12/2015
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
PA
10/27/2009 - 12/31/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (PHILADELPHIA PA)
PA
05/08/2008 - 05/11/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
09/22/2005 - 07/11/2006
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 11/05/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/21/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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