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Thomas M Mincy

Ausdal Financial Partners, Inc.

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About Thomas M Mincy

Thomas Mincy is a registered investment advisor representative associated with Ausdal Financial Partners, Inc. with over 15 years of experience in the financial services industry. Thomas is currently registered to provide investment advice in Florida, Illinois, Indiana, Iowa, North Carolina and Texas.

Firm Information

Thomas Mincy is currently registered with Ausdal Financial Partners, Inc.. Ausdal Financial Partners, Inc. is a Corporation based in DAVENPORT, IA. It is a registered investment advisor with the SEC and all 52 states. The firm has been in operation since 1979-08-13 and employs 158 licensed agents, 110 investment adviser representatives, and 199 registered representatives. Ausdal Financial Partners, Inc. provides advisory services for individuals, businesses, high-net-worth individuals, charitable organizations, pension plans, and corporations. They also participate in wrap fee programs.
Ausdal Financial Partners, Inc.

5187 UTICA RIDGE RD

DAVENPORT, IA 52807

$1.53B

Assets Under Management

2,640

Total Clients

145

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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advice on uma platforms

Advice on uma platforms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Revenue sharing

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Thomas Mincy’s Registration & Firm History

IN

08/14/2013 - Present

Ausdal Financial Partners, Inc. (INDIANAPOLIS IN)

IN

08/25/2011 - 09/09/2013

INDIANA MERCHANT BANKING AND BROKERAGE CO., INC. (INDIANAPOLIS IN)

IN

02/18/2011 - 08/31/2011

AMERIPRISE FINANCIAL SERVICES, INC. (FORT WAYNE IN)

IN

06/01/2009 - 02/24/2011

MORGAN STANLEY SMITH BARNEY (INDIANAPOLIS IN)

IN

08/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (INDIANAPOLIS IN)

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Licenses & Designations

BOTH

Issued 08/27/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2007

Series 31 - Futures Managed Funds Examination

BC

Issued 08/01/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas M Mincy. Review regulatory record here.
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