Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kenny is a financial professional with over 15 years of experience in the industry. Thomas has a strong background in securities, having held various roles at TD Ameritrade, Inc. and Sallerson-Troob LLC. Thomas currently works as a registered representative at Charles Schwab & Co., Inc. and TD Ameritrade Clearing, Inc. Thomas is licensed to provide investment advice in the state of Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
IL
01/18/2022 - Present
Charles Schwab & CO., Inc. (Chicago IL)
IL
07/06/2011 - 07/29/2024
TD AMERITRADE, INC. (CHICAGO IL)
NE
09/03/2013 - 04/13/2016
TD AMERITRADE CLEARING, INC. (OMAHA NE)
IL
04/07/2011 - 05/18/2011
SALLERSON-TROOB LLC (CHICAGO IL)
NY
06/29/1998 - 01/04/2000
WARBURG DILLON READ LLC (NEW YORK NY)
CT
09/02/1997 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
07/17/1997 - 09/02/1997
SBC WARBURG, INC. (NEW YORK NY)
NJ
07/12/1996 - 07/26/1996
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BC
Issued 07/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2013
Series 24 - General Securities Principal Examination
BC
Issued 11/06/2012
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2012
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 02/15/2012
Series 3 - National Commodity Futures Examination
BC
Issued 07/05/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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